Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Debra Lynn Weisz | 4019626 | 7 | 11/17/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Hector Millan-Alvarado | 6803533 | 4 | 11/16/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jacob Justus Curtis | 4800650 | 1 | 11/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Jay Bloemers | 4790501 | 1 | 10/18/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Gerald Mulka | 6318066 | 7 | 10/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lisa Markgraf | 5099897 | 1 | 09/28/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Gerald Mulka | 6318066 | 7 | 09/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Yeadon | 2121096 | 1 | 08/31/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dena Kay Rattan Pool | 5305301 | 3 | 08/31/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Craig Erkfitz | 4126291 | 3 | 08/30/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |