Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Derek Robert Phillips | 7269847 | 1 | 03/08/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Renee Suzanne Roberts | 1544755 | 5 | 02/10/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rex James Coons | 2193815 | 2 | 12/28/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Renee' Martone-Cecil | 2434830 | 2 | 12/16/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joanna Holden | 6403360 | 2 | 12/16/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Gerald Mulka | 6318066 | 7 | 12/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Coleen Marie Hodsdon | 5225152 | 3 | 11/23/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Laurie Ruth Donovan | 5690697 | 5 | 11/22/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Laurie Ruth Donovan | 5690697 | 5 | 11/22/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Laurie Ruth Donovan | 5690697 | 5 | 11/22/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |