Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nathan Daniel Schrock | 4874305 | 1 | 04/28/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Patricia Anne Donald | 7468632 | 6 | 04/12/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Debra Lynn Weisz | 4019626 | 7 | 04/10/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Debra Lynn Weisz | 4019626 | 7 | 04/10/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Debra Lynn Weisz | 4019626 | 7 | 04/10/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Debra Lynn Weisz | 4019626 | 7 | 04/10/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melodie Joy Adams | 7734520 | 3 | 04/04/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ross Michael Weiner | 5703818 | 1 | 04/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Glade | 1763846 | 1 | 03/20/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rene' Tapia Espinoza | 4050886 | 5 | 03/14/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |