Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bobbi Jo Clark Hoger | 4746635 | 4 | 06/07/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Debra Lynn Weisz | 4019626 | 7 | 06/02/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Debra Lynn Weisz | 4019626 | 7 | 06/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Karla M Haro-Castro | 7012278 | 1 | 06/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Barbara Jean Foote | 4210149 | 1 | 05/30/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Judith Ann Snipstad | 4131324 | 1 | 05/30/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Donovan Howard Leighton | 6025118 | 2 | 05/24/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Jang Young Yoon | 1877658 | 1 | 05/22/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Loel Klonsky | 1486161 | 1 | 05/16/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Katala Anderson | 7182916 | 1 | 05/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |