Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joanna Holden | 6403360 | 2 | 08/21/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tim Richard Wendt | 4616961 | 2 | 08/15/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nichole Marie McCarthy | 4498963 | 1 | 08/15/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Donovan Dsean Love | 6450877 | 2 | 08/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jennifer Leigh Bracey | 5095643 | 1 | 07/31/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Maureen Therese Henry | 4208589 | 1 | 07/28/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jennifer Anne Norris | 5222181 | 1 | 07/22/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Adam F Simpson | 5164865 | 1 | 07/22/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Laurie Ruth Donovan | 5690697 | 5 | 07/21/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| George Howard Williams | 1042810 | 3 | 07/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |