Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Laurie Ruth Donovan | 5690697 | 5 | 11/21/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jackson Paul Theisen | 7451421 | 1 | 11/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Theresa Harlow Gilley | 5590701 | 19 | 10/31/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Teri Lynn Derosa | 4378944 | 2 | 10/03/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Gerald Mulka | 6318066 | 7 | 10/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Theresa Harlow Gilley | 5590701 | 19 | 09/30/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stanton Kent Dwight | 1370888 | 1 | 09/27/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Franklin Goodson | 6498833 | 1 | 09/18/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Xavier Adriel Allen | 5263085 | 2 | 09/07/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Theresa Harlow Gilley | 5590701 | 19 | 08/31/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |