Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Larry John Swanson | 851659 | 7 | 06/21/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tony Conroy | 6960819 | 1 | 06/21/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Teneshia Butler | 6575868 | 1 | 06/20/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Wendy Whitney Harbath | 7055405 | 1 | 06/13/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Patricia Anne Donald | 7468632 | 6 | 06/06/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jacqueline Danielle Weinstein | 4040810 | 4 | 06/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jacqueline Danielle Weinstein | 4040810 | 4 | 06/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jacqueline Danielle Weinstein | 4040810 | 4 | 06/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Malena Madariaga | 7127476 | 4 | 05/24/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Agustin Arroyo | 6339139 | 4 | 05/17/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |