Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Janet Anderson | 1702264 | 1 | 12/06/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tracy Renee Mc Cormack | 4409940 | 1 | 12/05/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Deborah Ann Christopher | 2505349 | 2 | 11/21/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Theresa Harlow Gilley | 5590701 | 19 | 10/31/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Edward Simmers | 424338 | 1 | 10/25/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Patricia Anne Donald | 7468632 | 6 | 10/03/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Theresa Harlow Gilley | 5590701 | 19 | 09/30/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Glenn David Fasani | 2832856 | 5 | 09/26/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bryan Townley | 6159106 | 1 | 09/14/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Karen Jean Cerasa Dotson | 2959050 | 6 | 09/03/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |