Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alexander Douglas Theisen | 7841676 | 1 | 02/07/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew Joseph Black | 6495242 | 1 | 02/05/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bruce Andrew Holstine | 7299466 | 1 | 02/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Theresa Harlow Gilley | 5590701 | 19 | 01/31/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Josefa Sandhill | 6266835 | 2 | 12/30/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Adrian Rosendo Castillo | 6055514 | 2 | 12/10/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew S Marcucci | 2863154 | 1 | 12/06/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Theresa Harlow Gilley | 5590701 | 19 | 11/30/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Theresa Harlow Gilley | 5590701 | 19 | 11/30/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Elizabeth Ann Johanson | 6440522 | 4 | 11/22/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |