Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Allen Horsley | 2656232 | 5 | 09/15/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Laurie Ann Ufnowski | 1548386 | 5 | 09/09/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Linda Jean Bennett | 4194523 | 5 | 08/25/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Linda Jean Bennett | 4194523 | 5 | 08/21/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Linda Jean Bennett | 4194523 | 5 | 08/14/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jordan Mark Struthers | 7243464 | 2 | 06/15/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jaron M Kloap | 7596494 | 1 | 06/13/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Allen Horsley | 2656232 | 5 | 05/22/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Thomas F Kalb | 6489653 | 3 | 05/21/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy Wayne Bunt | 7621149 | 1 | 05/13/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |