Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian Uzan Villanueva | 7064915 | 2 | 10/11/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Douglas James Cerrato | 4867940 | 1 | 09/25/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gholamreza Shirazi | 2515508 | 11 | 09/08/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Emily Frances Poulliard-Becherer | 5365594 | 1 | 08/06/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Theresa Harlow Gilley | 5590701 | 19 | 07/31/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Benee Michelle Marshall | 1309413 | 1 | 07/26/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gholamreza Shirazi | 2515508 | 11 | 07/23/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Michael Tuell | 6769412 | 7 | 07/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Michael Tuell | 6769412 | 7 | 07/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Michael Tuell | 6769412 | 7 | 07/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |