Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeremy Brennan Byrnes | 6701261 | 2 | 10/06/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeremy Brennan Byrnes | 6701261 | 2 | 10/06/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christine Lisa Delbrocco | 5695302 | 1 | 09/30/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Drexler | 6313968 | 1 | 09/19/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Shanna Margaret Miller | 7630277 | 1 | 08/04/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Andrew Crowther | 7179927 | 1 | 07/03/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Thomas Obrien | 5484192 | 1 | 05/19/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ryan Hudson Arrington | 5731229 | 1 | 03/29/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lauren E Silva | 4771664 | 3 | 02/22/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nathan Craig Genung | 5968637 | 1 | 02/11/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |