Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rick Thomas Holewinski | 2062398 | 4 | 10/15/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kevin David Osterberger | 3195797 | 2 | 09/29/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dshane Stanley Tremblay | 2572484 | 1 | 08/09/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Victor Morris Israel | 3077849 | 2 | 03/26/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Francis McIntyre | 2737381 | 1 | 02/18/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Detlef Michael Schoeppler | 2759253 | 13 | 01/23/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gregory Patrick Barbaro | 3131785 | 3 | 01/15/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Peter Marc Levy | 4570370 | 1 | 01/08/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher John Fucci | 1684506 | 1 | 07/26/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David William Turnbull | 3206368 | 1 | 07/24/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |