Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert James Timme | 6092545 | 1 | 07/26/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Matthew Lawrence Dombrowski | 2633289 | 1 | 06/10/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Daniel Dirk Bodemeijer | 4193696 | 9 | 05/01/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mark Wayne Stone | 2510898 | 1 | 03/13/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sean Clifford Bryant | 3058351 | 1 | 02/23/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Regan Tremayne Johnson | 5847158 | 3 | 02/14/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Regan Tremayne Johnson | 5847158 | 3 | 12/01/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard Jesus Fernandez | 7700670 | 3 | 11/08/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Scott Alan Thuleen | 4324707 | 1 | 09/18/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dean Philip Velzke | 2442656 | 2 | 09/15/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |