Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Needham Carey Hatcher | 3040786 | 1 | 09/01/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher Lee Feutz | 3096129 | 2 | 08/16/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Niels H Strandskov | 2732494 | 2 | 07/10/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas John Temeyer | 2614865 | 1 | 05/16/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brian James Venn | 3167657 | 1 | 03/29/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brandon Marc Flynn | 4336113 | 2 | 02/06/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Van Lingle Hobbs | 1252272 | 1 | 01/05/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Tara Jean Showalter | 4619096 | 1 | 11/15/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Daniel Sean Spencer | 3068294 | 2 | 11/12/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Earl Penland | 3029474 | 3 | 10/07/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |