Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Douglas Earl Milbrath | 2155505 | 4 | 02/17/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Edward Herring | 6260302 | 1 | 02/01/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jason Paul Cocilova | 7251241 | 1 | 01/10/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ryan Thomas Cioffi | 5852682 | 1 | 10/24/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Leandro Nogueira | 4645104 | 1 | 10/05/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Angela M Holt | 4927865 | 1 | 08/29/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James McReynolds Callaway | 2373512 | 3 | 07/27/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Lee Pimper | 1257514 | 10 | 06/22/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Alene Marie Crow | 5229488 | 3 | 04/26/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Alene Marie Crow | 5229488 | 3 | 04/26/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |