Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andrew Patrick Hogan | 5581577 | 1 | 07/06/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Chontel Ann Perez | 6002651 | 3 | 05/28/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nickolas Gordon Laplante | 5170883 | 1 | 04/18/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Vollenweider | 5912299 | 1 | 02/27/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Murray Powell | 5256940 | 1 | 01/31/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Normand Richard Fluet | 3189827 | 2 | 01/22/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Levent Aziz Bayrasli | 2104651 | 1 | 12/19/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joshua Louis Hinsch | 5568515 | 1 | 10/04/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joshua David Patterson | 5137916 | 1 | 09/20/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Benjamin Lilly Becker | 5161751 | 1 | 09/12/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |