Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Athena G Gatan | 2571554 | 20 | 02/23/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Athena G Gatan | 2571554 | 20 | 02/23/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Athena G Gatan | 2571554 | 20 | 02/21/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Athena G Gatan | 2571554 | 20 | 02/12/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Athena G Gatan | 2571554 | 20 | 02/12/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ronald Scott Bright | 2702179 | 3 | 02/01/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Athena G Gatan | 2571554 | 20 | 01/29/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Peter Dmytryshyn | 2203199 | 2 | 01/28/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gary James Helbling | 2655105 | 3 | 12/08/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jordan Timothy Bannerman | 6064103 | 1 | 10/13/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |