Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Patrick Eberly | 5928811 | 1 | 07/21/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Alan Koch | 5482869 | 4 | 04/27/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael John Parenti | 1611264 | 3 | 04/04/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Scott Woodin | 817388 | 2 | 03/17/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dawyne Sheree Wingo | 6002357 | 2 | 03/16/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Trent Morgan Flath | 7440323 | 3 | 02/17/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Trent Morgan Flath | 7440323 | 3 | 02/08/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Ryan Bierdeman | 2809412 | 3 | 11/10/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jack Weill Levin | 7411759 | 1 | 11/10/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Daeshelle Dowdell | 7215752 | 1 | 10/11/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |