Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul Thomas Stansberry | 717878 | 23 | 02/20/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Thomas Stansberry | 717878 | 23 | 02/20/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Thomas Stansberry | 717878 | 23 | 02/20/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Thomas Stansberry | 717878 | 23 | 02/20/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Thomas Stansberry | 717878 | 23 | 02/20/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gary Lee Harr | 2683375 | 2 | 02/19/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew T Mierzycki | 6102769 | 6 | 12/05/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Benjamin Nelson | 4768530 | 5 | 11/07/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Niki J Papic | 6420428 | 1 | 08/30/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mariann Elizabeth Ferro | 7560647 | 1 | 08/22/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |