Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew T Mierzycki | 6102769 | 6 | 10/28/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Laurie Ann Ufnowski | 1548386 | 5 | 08/13/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Shivam S Mittal | 6782339 | 1 | 07/14/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Peter Dmytryshyn | 2203199 | 2 | 02/04/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Eugene Armieri | 4977653 | 1 | 02/03/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael E Witt | 4206075 | 3 | 01/07/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kevin John Deangelis | 2423942 | 5 | 09/03/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Mark Ambrus | 2556441 | 3 | 07/06/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joshua T Jaffe | 5085863 | 1 | 06/26/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ronald Scott Bright | 2702179 | 3 | 03/18/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |