Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jonathan Scott Masters | 1235184 | 2 | 04/11/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Joseph Hessler | 3049480 | 1 | 04/03/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Amanda Ashley Hale | 4072033 | 4 | 10/26/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Winnie Yukwing Mou | 1411085 | 1 | 10/12/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Thomas Alan Taylor | 2373630 | 2 | 09/17/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Steven Thomas Faticone | 1233584 | 2 | 06/14/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Steven Nord Dahlquist | 59877 | 4 | 04/25/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Bassam Yousef Khalifeh | 2557015 | 1 | 11/06/2006 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Patrick Robertson | 1082420 | 3 | 06/08/2006 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ryan Kenneth Stevens | 2987509 | 2 | 02/28/2006 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |