Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nick Anthony Pietrocola | 3017749 | 4 | 06/27/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Cassie Lue Perry | 4630541 | 1 | 03/14/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jordan Robert Patros | 4874970 | 1 | 03/07/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jesse Lynn Webb | 2298761 | 5 | 01/11/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Alyse G Duffy | 4225587 | 1 | 01/11/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Landon G Freeman | 5038567 | 2 | 11/17/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Beatriz E Truax | 5188171 | 1 | 11/01/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Christine Frole | 1206063 | 1 | 10/19/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| San Thanh Pham | 4679595 | 1 | 09/06/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Martin Meis | 1061849 | 4 | 08/26/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |