Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gerard Simonelli | 1431397 | 5 | 08/06/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Marcin Piotr Kapral | 5615006 | 1 | 07/09/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kamal Malhis | 5824652 | 1 | 06/04/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gavin James Bobo | 1946419 | 2 | 03/07/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Patricia Ballard Beaver | 4960324 | 1 | 03/04/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Terrence Kelley Lapan | 1693889 | 1 | 02/26/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Steve Walter Marciniak | 4154796 | 4 | 01/30/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Eric Joseph Moreira | 5803895 | 1 | 12/10/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Brian Jeffrey Pomarlen | 2701631 | 2 | 10/15/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gregory Lynn Planck | 1840455 | 6 | 07/26/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |