Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bruce Michael Mc Court | 2039722 | 2 | 12/22/2008 | Customer Dispute | Denied | $10,698.10 | $0.00 | See FINRA Report |
| Bruce Michael Mc Court | 2039722 | 2 | 12/22/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| John Chester Kurgan | 1070360 | 1 | 12/22/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Brett Cody Bell | 3050096 | 14 | 12/22/2008 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Thomas Paul Treuting | 4694168 | 3 | 12/19/2008 | Customer Dispute | Denied | $49,371.00 | $0.00 | See FINRA Report |
| Mark John Zipfel | 1179677 | 14 | 12/18/2008 | Customer Dispute | Denied | $150,000.00 | $0.00 | See FINRA Report |
| Harry Pappas | 1370754 | 4 | 12/17/2008 | Customer Dispute | Denied | $135,545.00 | $0.00 | See FINRA Report |
| Robert Charles Kovich | 1362386 | 1 | 12/17/2008 | Customer Dispute | Denied | $89,596.60 | $0.00 | See FINRA Report |
| Jeffrey Alan Greenwald | 1698871 | 2 | 12/16/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Vincent Michael Magee | 2720508 | 7 | 12/16/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |