Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sean Philip Bostwick | 4236976 | 1 | 01/07/2009 | Customer Dispute | Denied | $49,234.00 | $0.00 | See FINRA Report |
| Ryan Edmond Price | 4585776 | 2 | 01/07/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Irina Yurievna Kass | 3201807 | 3 | 01/06/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| William Edward Mullally | 1807997 | 1 | 01/05/2009 | Customer Dispute | Denied | $11,000.00 | $0.00 | See FINRA Report |
| John Peter Merendino | 4229091 | 1 | 01/05/2009 | Customer Dispute | Denied | $9,155.54 | $0.00 | See FINRA Report |
| Vern Carsten Ehlers | 4731832 | 1 | 12/30/2008 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Mary Beth Baron | 2623726 | 1 | 12/29/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Kevin Edward O'Hara | 2636512 | 1 | 12/29/2008 | Customer Dispute | Denied | $68,356.50 | $0.00 | See FINRA Report |
| Trevor Jason Fawley | 3048658 | 1 | 12/24/2008 | Customer Dispute | Denied | $7,101.77 | $0.00 | See FINRA Report |
| Richard Layne Clark | 2817018 | 4 | 12/23/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |