Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Keith Albert | 4641247 | 1 | 01/26/2009 | Customer Dispute | Denied | $47,786.30 | $0.00 | See FINRA Report |
| Donald Edward Torres | 2163914 | 8 | 01/23/2009 | Customer Dispute | Denied | $14,000.00 | $0.00 | See FINRA Report |
| Steven Leon Flack | 2774660 | 1 | 01/22/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Scott Bradly Conti | 2105909 | 5 | 01/16/2009 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Michael William Snyder | 4937182 | 3 | 01/14/2009 | Customer Dispute | Denied | $8,612.50 | $0.00 | See FINRA Report |
| Richard Anthony Caggiano | 2045598 | 1 | 01/14/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| John R Coble | 4287621 | 3 | 01/14/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John L Fuller | 2208797 | 1 | 01/14/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| John James Mc Donald | 2412801 | 2 | 01/13/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Thomas Paul Treuting | 4694168 | 3 | 01/07/2009 | Customer Dispute | Denied | $6,602.34 | $0.00 | See FINRA Report |