Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark E Peterson | 2601592 | 1 | 02/10/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Matthew Ross Mc Culla | 4692346 | 1 | 02/09/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Alexandra Joy Moran | 5023870 | 3 | 02/09/2009 | Customer Dispute | Denied | $8,100.00 | $0.00 | See FINRA Report |
| Matthew David Lewis | 4573408 | 3 | 02/06/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Steven Michael Haas | 1919057 | 2 | 02/06/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Tim Richard Wendt | 4616961 | 2 | 02/05/2009 | Customer Dispute | Denied | $12,493.90 | $0.00 | See FINRA Report |
| Edward Joseph Harris | 4606997 | 4 | 02/05/2009 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Bruce Ray Irby | 848585 | 1 | 02/03/2009 | Customer Dispute | Denied | $17,000.00 | $0.00 | See FINRA Report |
| Kathy Elisabeth Schneider | 2180621 | 2 | 01/30/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Renee Louise Green | 2860222 | 2 | 01/28/2009 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |