Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Sebastion Hardin | 1933207 | 1 | 02/18/2009 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| Melissa Pruner Saleeby | 3111715 | 1 | 02/17/2009 | Customer Dispute | Denied | $10,759.10 | $0.00 | See FINRA Report |
| Robert Leigh Daggett | 59780 | 3 | 02/17/2009 | Customer Dispute | Denied | $150,971.00 | $0.00 | See FINRA Report |
| Amanda Joy Willey | 4660989 | 1 | 02/17/2009 | Customer Dispute | Denied | $14,298.60 | $0.00 | See FINRA Report |
| Brian George Dobbins | 68951 | 1 | 02/17/2009 | Customer Dispute | Denied | $44,933.00 | $0.00 | See FINRA Report |
| George Philip Grotlisch | 4304077 | 1 | 02/16/2009 | Customer Dispute | Denied | $11,000.00 | $0.00 | See FINRA Report |
| Joseph Patrick Miller | 2921914 | 4 | 02/13/2009 | Customer Dispute | Denied | $11,849.60 | $0.00 | See FINRA Report |
| Howard M Skillrud | 2758979 | 1 | 02/11/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Chester Frank Makuch | 2543775 | 4 | 02/11/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Augustine Dominique Choi | 4278755 | 6 | 02/10/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |