Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Carolyn Frances Hemann | 1623885 | 4 | 04/08/2009 | Customer Dispute | Denied | $140,000.00 | $0.00 | See FINRA Report |
| Julie Ann Shemanski | 4180107 | 2 | 04/07/2009 | Customer Dispute | Denied | $23,366.00 | $0.00 | See FINRA Report |
| Robin Carol Shoemaker | 3124135 | 1 | 04/06/2009 | Customer Dispute | Denied | $157,179.00 | $0.00 | See FINRA Report |
| Jon Alan Schafer | 1607236 | 1 | 04/06/2009 | Customer Dispute | Denied | $14,724.50 | $0.00 | See FINRA Report |
| Justin Michael Osowiecki | 4240467 | 1 | 04/06/2009 | Customer Dispute | Denied | $7,166.56 | $0.00 | See FINRA Report |
| Scott Michael Cornett | 2710585 | 3 | 04/04/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Bryan Roger Daniel | 2224568 | 4 | 04/01/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Erika Renata Puzik | 3114779 | 2 | 04/01/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Joseph Salvatore de Sena | 2477861 | 4 | 03/31/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Matthew Alan Westhafer | 2955821 | 1 | 03/31/2009 | Customer Dispute | Denied | $36,165.70 | $0.00 | See FINRA Report |