Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel G Rothschild | 2565931 | 2 | 04/25/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Tammie Dunn Walker | 2210221 | 1 | 04/24/2009 | Customer Dispute | Denied | $5,543.83 | $0.00 | See FINRA Report |
| Steven Michael Landy | 2262716 | 3 | 04/24/2009 | Customer Dispute | Denied | $140,000.00 | $0.00 | See FINRA Report |
| Robert Eric Adams | 3044058 | 1 | 04/23/2009 | Customer Dispute | Denied | $17,044.80 | $0.00 | See FINRA Report |
| Mark Ryan Bierdeman | 2809412 | 3 | 04/22/2009 | Customer Dispute | Denied | $20,605.00 | $0.00 | See FINRA Report |
| Zachary Wade Saiki | 4226451 | 1 | 04/22/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Joseph John Skwara | 2729439 | 1 | 04/17/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael William Ryan | 4647171 | 1 | 04/17/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Barry Scott Capps | 2200215 | 4 | 04/09/2009 | Customer Dispute | Denied | $13,637.00 | $0.00 | See FINRA Report |
| Joseph Guttadauro | 1292021 | 2 | 04/09/2009 | Customer Dispute | Denied | $38,000.00 | $0.00 | See FINRA Report |