Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jonathan Thomas Rea | 2165728 | 1 | 05/14/2009 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Alan Michael Blender | 1210030 | 2 | 05/12/2009 | Customer Dispute | Denied | $39,000.00 | $0.00 | See FINRA Report |
| James Stephen Bennett | 1996903 | 1 | 05/06/2009 | Customer Dispute | Denied | $161,019.00 | $0.00 | See FINRA Report |
| Judith Claire Singer | 1646239 | 1 | 05/06/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christopher Scott Yaggie | 2715175 | 2 | 05/06/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Michael James Atherton | 870434 | 2 | 05/04/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Norman Roland Henry | 243371 | 1 | 04/29/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| George Gregory McCoy | 1130171 | 2 | 04/27/2009 | Customer Dispute | Denied | $8,079.21 | $0.00 | See FINRA Report |
| George Gregory McCoy | 1130171 | 2 | 04/27/2009 | Customer Dispute | Denied | $5,499.49 | $0.00 | See FINRA Report |
| David Lee Hengel | 2402019 | 2 | 04/27/2009 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |