Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brooks Lee Staples | 3084041 | 3 | 08/06/2009 | Customer Dispute | Denied | $197,000.00 | $0.00 | See FINRA Report |
| Felix Koos Camacho | 3113977 | 1 | 08/05/2009 | Customer Dispute | Denied | $97,500.00 | $0.00 | See FINRA Report |
| Sherrill Marie de Cleene | 3063503 | 3 | 08/04/2009 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |
| Gregory Clint Musick | 4447602 | 2 | 08/03/2009 | Customer Dispute | Denied | $12,118.00 | $0.00 | See FINRA Report |
| Jonathan David Baety | 2572528 | 2 | 07/30/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stephen Boyd Namy | 4530903 | 2 | 07/28/2009 | Customer Dispute | Denied | $150,000.00 | $0.00 | See FINRA Report |
| George James Katsilometes | 1713760 | 1 | 07/27/2009 | Customer Dispute | Denied | $300,000.00 | $0.00 | See FINRA Report |
| Mitchell Clark Hodgkiss | 3099793 | 3 | 07/22/2009 | Customer Dispute | Denied | $36,709.00 | $0.00 | See FINRA Report |
| Jeffrey John Burns | 2113755 | 2 | 07/13/2009 | Customer Dispute | Denied | $21,367.70 | $0.00 | See FINRA Report |
| Marc Steven Kolopsky | 2743643 | 4 | 07/13/2009 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |