Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul Andrew Nassar | 1753671 | 2 | 11/03/2009 | Customer Dispute | Denied | $300,000.00 | $0.00 | See FINRA Report |
| Leonard Alan Krenek | 2405904 | 10 | 11/03/2009 | Customer Dispute | Denied | $7,920.59 | $0.00 | See FINRA Report |
| Daniel Leigh Landrau | 5128568 | 2 | 10/30/2009 | Customer Dispute | Denied | $7,404.82 | $0.00 | See FINRA Report |
| Randall James Hooper | 1900141 | 4 | 10/27/2009 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Jed L Willoughby | 1199813 | 3 | 10/24/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| David Ross Thompson | 2504328 | 3 | 10/23/2009 | Customer Dispute | Denied | $98,246.00 | $0.00 | See FINRA Report |
| Guy Darcy Clements | 2288437 | 2 | 10/23/2009 | Customer Dispute | Denied | $343,200.00 | $0.00 | See FINRA Report |
| Thomas Richard Fezler | 2540099 | 1 | 10/16/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Tim Joseph Meister | 713043 | 3 | 10/15/2009 | Customer Dispute | Denied | $276,864.00 | $0.00 | See FINRA Report |
| Sharmila Rani Prathipati | 4742830 | 1 | 10/14/2009 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |