Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Vernon Robert Reinike | 2650686 | 2 | 12/15/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Scott Patrick Maeyaert | 2055675 | 2 | 12/14/2009 | Customer Dispute | Denied | $12,399.80 | $0.00 | See FINRA Report |
| Michael Gerard Fleege | 2107497 | 1 | 12/11/2009 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| William Arthur Morgan | 2297230 | 1 | 11/30/2009 | Customer Dispute | Denied | $320,000.00 | $0.00 | See FINRA Report |
| Steven Levin | 1197388 | 7 | 11/30/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Derrick Thomas Wells | 3167662 | 2 | 11/20/2009 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Roger David Oprandi | 4129873 | 1 | 11/17/2009 | Customer Dispute | Denied | $18,000.00 | $0.00 | See FINRA Report |
| William Joseph Rogers | 2237708 | 1 | 11/12/2009 | Customer Dispute | Denied | $85,098.90 | $0.00 | See FINRA Report |
| Benjamin Ira Bernstein | 4465963 | 5 | 11/09/2009 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Karen Lynn Martin | 1626390 | 1 | 11/06/2009 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |