Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alireza Shahnavaz | 4683607 | 1 | 01/21/2010 | Customer Dispute | Denied | $17,000.00 | $0.00 | See FINRA Report |
| Denis Hedderman | 2261833 | 1 | 01/15/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Louis Joseph Perry | 4571880 | 1 | 01/13/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mary Elaine Cloyd | 1195702 | 1 | 01/13/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Andrew Patrick Clark | 2887168 | 3 | 01/11/2010 | Customer Dispute | Denied | $65,000.00 | $0.00 | See FINRA Report |
| Michael Dugan Dorsey | 2857396 | 1 | 01/07/2010 | Customer Dispute | Denied | $23,000.00 | $0.00 | See FINRA Report |
| Nancy Sherif Daoud | 1073514 | 8 | 01/03/2010 | Customer Dispute | Denied | $29,860.10 | $0.00 | See FINRA Report |
| Stephen Ray Stolz | 2483594 | 1 | 12/21/2009 | Customer Dispute | Denied | $18,140.00 | $0.00 | See FINRA Report |
| Dean Robert Matz | 2604245 | 1 | 12/16/2009 | Customer Dispute | Denied | $29,707.00 | $0.00 | See FINRA Report |
| Nannette Pisig Nocon | 1304953 | 3 | 12/15/2009 | Customer Dispute | Denied | $50,817.00 | $0.00 | See FINRA Report |