Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Kevin Kutz | 2309515 | 1 | 02/25/2010 | Customer Dispute | Denied | $5,407.56 | $0.00 | See FINRA Report |
| Richard Layne Clark | 2817018 | 4 | 02/19/2010 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Geri Eisenman Pell | 1555728 | 5 | 02/18/2010 | Customer Dispute | Denied | $215,095.00 | $0.00 | See FINRA Report |
| Christopher John Olsen | 1541716 | 4 | 02/17/2010 | Customer Dispute | Denied | $92,700.00 | $0.00 | See FINRA Report |
| Andrew Ross | 404908 | 2 | 02/10/2010 | Customer Dispute | Denied | $35,000.00 | $0.00 | See FINRA Report |
| William Thomas Martin | 1315379 | 1 | 02/08/2010 | Customer Dispute | Denied | $300,000.00 | $0.00 | See FINRA Report |
| Jeremy Michael Elbert | 4230689 | 1 | 02/01/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas Joachim Glavin | 3248297 | 3 | 01/29/2010 | Customer Dispute | Denied | $18,000.00 | $0.00 | See FINRA Report |
| Tracy Lynn Adamczyk | 1099588 | 1 | 01/28/2010 | Customer Dispute | Denied | $97,779.50 | $0.00 | See FINRA Report |
| Ted Eugene Schwarz | 2261884 | 1 | 01/25/2010 | Customer Dispute | Denied | $10,496.80 | $0.00 | See FINRA Report |