Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul Matthew Smith | 2173826 | 3 | 03/15/2010 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |
| Jill Diane Williams-Gilmore | 1252250 | 3 | 03/15/2010 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Jean Ruimy | 4824153 | 1 | 03/15/2010 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Randy Eugene Orwig | 2284759 | 1 | 03/10/2010 | Customer Dispute | Denied | $11,083.50 | $0.00 | See FINRA Report |
| Jason Dean Sands | 2863928 | 6 | 03/08/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark Alan Colvin | 3028790 | 1 | 03/08/2010 | Customer Dispute | Denied | $7,054.06 | $0.00 | See FINRA Report |
| Jamie Alan Rietzke | 4740644 | 1 | 03/07/2010 | Customer Dispute | Denied | $49,001.90 | $0.00 | See FINRA Report |
| James Julius Carabini | 2127741 | 12 | 03/05/2010 | Customer Dispute | Denied | $17,755.10 | $0.00 | See FINRA Report |
| Leonard Todd Johnson | 2963840 | 3 | 02/28/2010 | Customer Dispute | Denied | $37,060.50 | $0.00 | See FINRA Report |
| John Albert Kish | 2040529 | 2 | 02/26/2010 | Customer Dispute | Denied | $75,000.00 | $0.00 | See FINRA Report |