Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew N Schrady | 2319045 | 1 | 04/19/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark Daniel Mahoney | 2353143 | 2 | 04/12/2010 | Customer Dispute | Denied | $17,485.20 | $0.00 | See FINRA Report |
| Richard Scott Ewing | 3189321 | 6 | 04/09/2010 | Customer Dispute | Denied | $6,930.00 | $0.00 | See FINRA Report |
| Mitchell William Black | 4664345 | 6 | 04/08/2010 | Customer Dispute | Denied | $21,000.00 | $0.00 | See FINRA Report |
| Robin Christopher Marshall | 2092133 | 4 | 04/05/2010 | Customer Dispute | Denied | $10,861.10 | $0.00 | See FINRA Report |
| Jonathan Scott Kuttin | 2519437 | 3 | 04/01/2010 | Customer Dispute | Denied | $37,497.70 | $0.00 | See FINRA Report |
| Anthony John Leopizzi | 1697946 | 5 | 03/30/2010 | Customer Dispute | Denied | $5,602.09 | $0.00 | See FINRA Report |
| Irina Yurievna Kass | 3201807 | 3 | 03/25/2010 | Customer Dispute | Denied | $16,000.00 | $0.00 | See FINRA Report |
| Elisa Riva Budoff | 2386115 | 5 | 03/22/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stephen Thomas Hester | 1789547 | 67 | 03/16/2010 | Customer Dispute | Denied | $41,430.00 | $0.00 | See FINRA Report |