Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul James Tepatti | 4572532 | 2 | 06/14/2010 | Customer Dispute | Denied | $75,500.00 | $0.00 | See FINRA Report |
| Ryan Peter Romines | 4414959 | 1 | 06/08/2010 | Customer Dispute | Denied | $5,253.00 | $0.00 | See FINRA Report |
| Regina Louise Collaro | 4891816 | 1 | 05/28/2010 | Customer Dispute | Denied | $54,161.40 | $0.00 | See FINRA Report |
| Jeffrey Steven Sheefel | 2064685 | 1 | 05/26/2010 | Customer Dispute | Denied | $22,899.70 | $0.00 | See FINRA Report |
| Douglas Dale Bushue | 2195778 | 2 | 05/25/2010 | Customer Dispute | Denied | $50,800.00 | $0.00 | See FINRA Report |
| Marie Isabel Laurion | 4449358 | 1 | 05/25/2010 | Customer Dispute | Denied | $190,000.00 | $0.00 | See FINRA Report |
| William Charles Robinson | 2243931 | 3 | 05/21/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Duane Shepard | 1835773 | 1 | 05/20/2010 | Customer Dispute | Denied | $22,500.00 | $0.00 | See FINRA Report |
| Kenneth Ewing Shine | 1347934 | 2 | 05/17/2010 | Customer Dispute | Denied | $65,018.80 | $0.00 | See FINRA Report |
| Michael Joseph Maddocks | 4664979 | 1 | 05/17/2010 | Customer Dispute | Denied | $27,802.40 | $0.00 | See FINRA Report |