Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gerald Terry Summerlin | 2382714 | 5 | 07/29/2010 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Michael Kenneth Clark | 2580455 | 16 | 07/19/2010 | Customer Dispute | Denied | $55,309.30 | $0.00 | See FINRA Report |
| Christine Mary Franks | 2498635 | 1 | 07/19/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Maurice Lowe | 1965927 | 5 | 07/15/2010 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Todd Robert Shier | 1874879 | 1 | 07/08/2010 | Customer Dispute | Denied | $46,351.00 | $0.00 | See FINRA Report |
| Steven Daniel Felton | 1348440 | 3 | 07/01/2010 | Customer Dispute | Denied | $150,000.00 | $0.00 | See FINRA Report |
| Tucker T Watkins | 1012660 | 3 | 07/01/2010 | Customer Dispute | Denied | $17,585.90 | $0.00 | See FINRA Report |
| Louie Eugene Burrus | 1673646 | 2 | 06/30/2010 | Customer Dispute | Denied | $110,442.00 | $0.00 | See FINRA Report |
| James Michael Scotchie | 2636009 | 2 | 06/28/2010 | Customer Dispute | Denied | $800.00 | $0.00 | See FINRA Report |
| Jeff Richard Bank | 1577796 | 9 | 06/14/2010 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |