Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Barry Joel Forman | 1877945 | 1 | 09/08/2010 | Customer Dispute | Denied | $8,544.50 | $0.00 | See FINRA Report |
| C Dino Lembesis | 2722933 | 2 | 09/02/2010 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Frank Russell Burdick | 870409 | 2 | 09/01/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brian Kenneth McVay | 4994357 | 1 | 08/30/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christopher Douglas Myers | 2114383 | 2 | 08/30/2010 | Customer Dispute | Denied | $57,368.00 | $0.00 | See FINRA Report |
| Aubrey Steven Rawson | 4258049 | 1 | 08/26/2010 | Customer Dispute | Denied | $150,000.00 | $0.00 | See FINRA Report |
| Frank Russell Burdick | 870409 | 2 | 08/24/2010 | Customer Dispute | Denied | $11,370.70 | $0.00 | See FINRA Report |
| Matthew Roy Meddaugh | 2864394 | 2 | 08/11/2010 | Customer Dispute | Denied | $33,122.40 | $0.00 | See FINRA Report |
| Scott Michael Miller | 1927089 | 2 | 08/11/2010 | Customer Dispute | Denied | $6,356.60 | $0.00 | See FINRA Report |
| W Seth Hamilton | 4378729 | 1 | 08/09/2010 | Customer Dispute | Denied | $10,751.70 | $0.00 | See FINRA Report |