Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Erin Kathleen Ort | 4569292 | 1 | 10/14/2010 | Customer Dispute | Denied | $64,345.00 | $0.00 | See FINRA Report |
| Gary Wayne Gayden | 1690039 | 1 | 10/12/2010 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Peter Roland Groeschel | 1514722 | 2 | 10/07/2010 | Customer Dispute | Denied | $13,834.00 | $0.00 | See FINRA Report |
| Lauren E Silva | 4771664 | 3 | 10/06/2010 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| Roberto Rivas | 2361510 | 3 | 10/04/2010 | Customer Dispute | Denied | $5,970.77 | $0.00 | See FINRA Report |
| Audree Lorraine Begay | 3187951 | 2 | 09/29/2010 | Customer Dispute | Denied | $20,300.00 | $0.00 | See FINRA Report |
| Reggie Lee Kemna | 4272459 | 1 | 09/24/2010 | Customer Dispute | Denied | $400,000.00 | $0.00 | See FINRA Report |
| Robert Ernest Bittner | 2887298 | 1 | 09/23/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Theodore Lee Siffel | 4885071 | 1 | 09/21/2010 | Customer Dispute | Denied | $7,414.82 | $0.00 | See FINRA Report |
| Daniel Leigh Landrau | 5128568 | 2 | 09/13/2010 | Customer Dispute | Denied | $6,166.45 | $0.00 | See FINRA Report |