Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Chad Anthony Noble | 4774817 | 2 | 11/22/2010 | Customer Dispute | Denied | $11,314.00 | $0.00 | See FINRA Report |
| Brandon Bay | 2631764 | 4 | 11/22/2010 | Customer Dispute | Denied | $81,800.00 | $0.00 | See FINRA Report |
| Marshall Allen Doughty | 1944848 | 2 | 11/22/2010 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Amy Kathleen Wiitala | 2054957 | 1 | 11/19/2010 | Customer Dispute | Denied | $18,018.40 | $0.00 | See FINRA Report |
| William Patrick Marshall | 1942512 | 4 | 11/15/2010 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Stephen Archer Williams | 1572668 | 4 | 11/08/2010 | Customer Dispute | Denied | $30,593.50 | $0.00 | See FINRA Report |
| Bradford Klein | 2116655 | 2 | 11/03/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Mark Eisenmenger | 2507366 | 4 | 11/01/2010 | Customer Dispute | Denied | $250,100.00 | $0.00 | See FINRA Report |
| Cindy Speigner Cornette | 3163387 | 6 | 10/22/2010 | Customer Dispute | Denied | $110,848.00 | $0.00 | See FINRA Report |
| Eric Alan Stewart | 4893894 | 4 | 10/18/2010 | Customer Dispute | Denied | $40,154.10 | $0.00 | See FINRA Report |