Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Diane Maria Bernhard | 4805727 | 1 | 01/17/2011 | Customer Dispute | Denied | $14,300.00 | $0.00 | See FINRA Report |
| Mark Edward Fryer | 1452233 | 1 | 01/03/2011 | Customer Dispute | Denied | $300,000.00 | $0.00 | See FINRA Report |
| Edward Bruce Ankrum | 868247 | 1 | 12/29/2010 | Customer Dispute | Denied | $65,518.70 | $0.00 | See FINRA Report |
| Eugene Gaetano Armieri | 816753 | 4 | 12/16/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Evan Scott Branfman | 3270650 | 5 | 12/13/2010 | Customer Dispute | Denied | $12,524.80 | $0.00 | See FINRA Report |
| Craig Edward Fertenbaugh | 2793918 | 1 | 12/07/2010 | Customer Dispute | Denied | $5,330.10 | $0.00 | See FINRA Report |
| Allen Cheung | 1934777 | 1 | 12/07/2010 | Customer Dispute | Denied | $32,924.60 | $0.00 | See FINRA Report |
| Colin Calvin Rath | 1305387 | 2 | 12/06/2010 | Customer Dispute | Denied | $1,200,000.00 | $0.00 | See FINRA Report |
| Alvin Lionell Partridge | 2195520 | 1 | 11/30/2010 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Diane Dawson Giddens | 2053849 | 4 | 11/29/2010 | Customer Dispute | Denied | $23,899.40 | $0.00 | See FINRA Report |