Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nancy Sherif Daoud | 1073514 | 8 | 03/31/2011 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Lauren E Silva | 4771664 | 3 | 03/28/2011 | Customer Dispute | Denied | $48,198.80 | $0.00 | See FINRA Report |
| Hubert Eugene Rudisill | 2536045 | 1 | 03/28/2011 | Customer Dispute | Denied | $20,347.00 | $0.00 | See FINRA Report |
| Leon Albert Roat | 2214085 | 3 | 03/25/2011 | Customer Dispute | Denied | $500,000.00 | $0.00 | See FINRA Report |
| Robert Joseph Keyes | 2894844 | 7 | 03/23/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jason John Crabb | 4553043 | 1 | 03/22/2011 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Drew Peter Granauro | 2342905 | 2 | 03/16/2011 | Customer Dispute | Denied | $33,500.00 | $0.00 | See FINRA Report |
| Christopher D'Andrea | 2866943 | 2 | 03/15/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brooks Lee Staples | 3084041 | 3 | 03/14/2011 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Alan Ross Frisher | 4183825 | 1 | 03/09/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |