Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lindsay Heather Jones | 4993414 | 1 | 05/27/2011 | Customer Dispute | Denied | $6,750.00 | $0.00 | See FINRA Report |
| Jan Marie Spielman | 2301481 | 2 | 05/25/2011 | Customer Dispute | Denied | $197,821.00 | $0.00 | See FINRA Report |
| Alexis Andree Lenssen | 2833688 | 1 | 05/18/2011 | Customer Dispute | Denied | $57,610.00 | $0.00 | See FINRA Report |
| William Arthur Eldridge | 1902209 | 3 | 05/18/2011 | Customer Dispute | Denied | $119,037.00 | $0.00 | See FINRA Report |
| Charles Allan Sawyer | 2512345 | 1 | 05/12/2011 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Roderick Lamont Barnes | 2362862 | 1 | 05/10/2011 | Customer Dispute | Denied | $150,000.00 | $0.00 | See FINRA Report |
| Robert E Saunders | 3102444 | 2 | 04/29/2011 | Customer Dispute | Denied | $7,517.92 | $0.00 | See FINRA Report |
| Christoph Robert Stapleton | 2110489 | 1 | 04/19/2011 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Steven Nord Dahlquist | 59877 | 4 | 04/15/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kevin Scott Kellogg | 723038 | 3 | 04/11/2011 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |