Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Craig Eugene Holman | 1799270 | 2 | 07/25/2011 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Joseph Kevin Kaiser | 1180337 | 2 | 07/21/2011 | Customer Dispute | Denied | $44,225.70 | $0.00 | See FINRA Report |
| Reza Hamid Taraz | 4079866 | 2 | 07/18/2011 | Customer Dispute | Denied | $10,081.90 | $0.00 | See FINRA Report |
| Erica Ann Hubbard | 4954654 | 1 | 07/15/2011 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Detlef Michael Schoeppler | 2759253 | 13 | 06/30/2011 | Customer Dispute | Denied | $5,280.00 | $0.00 | See FINRA Report |
| Gregory Merlin Thoen | 2237713 | 5 | 06/21/2011 | Customer Dispute | Denied | $37,868.10 | $0.00 | See FINRA Report |
| Alexander Charles Borsuk | 26385 | 2 | 06/20/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Keith Ritchie | 722446 | 4 | 06/15/2011 | Customer Dispute | Denied | $12,001.00 | $0.00 | See FINRA Report |
| Cheryl Carretta Whitney | 1028034 | 2 | 06/09/2011 | Customer Dispute | Denied | $25,312.10 | $0.00 | See FINRA Report |
| Brittany Jan Kornmann | 4916553 | 2 | 06/03/2011 | Customer Dispute | Denied | $5,400.00 | $0.00 | See FINRA Report |