Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Beth Leigh Deal | 2215907 | 5 | 09/06/2011 | Customer Dispute | Denied | $55,000.00 | $0.00 | See FINRA Report |
| Chester Frank Makuch | 2543775 | 4 | 09/02/2011 | Customer Dispute | Denied | $17,877.80 | $0.00 | See FINRA Report |
| Edward Wayne Charton | 1176323 | 2 | 09/01/2011 | Customer Dispute | Denied | $18,058.70 | $0.00 | See FINRA Report |
| Laura Lynne Rehbein | 2611562 | 2 | 08/22/2011 | Customer Dispute | Denied | $20,454.90 | $0.00 | See FINRA Report |
| Peter David Levine | 4022345 | 1 | 08/18/2011 | Customer Dispute | Denied | $5,642.80 | $0.00 | See FINRA Report |
| Roy Chuck Waugh | 2130562 | 3 | 08/15/2011 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Henry Joseph Cormier | 727574 | 5 | 08/12/2011 | Customer Dispute | Denied | $11,234.00 | $0.00 | See FINRA Report |
| Michael Dean Sturgis | 4304252 | 2 | 08/11/2011 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Sherrill Marie de Cleene | 3063503 | 3 | 08/05/2011 | Customer Dispute | Denied | $40,809.00 | $0.00 | See FINRA Report |
| Joel Galligan-Stierle | 5061983 | 1 | 08/03/2011 | Customer Dispute | Denied | $16,723.10 | $0.00 | See FINRA Report |