Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameriprise Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andrius Jurkunas | 4324527 | 3 | 10/17/2011 | Customer Dispute | Denied | $6,229.97 | $0.00 | See FINRA Report |
| Eric Evan Mc Lendon | 2434869 | 2 | 10/12/2011 | Customer Dispute | Denied | $7,314.30 | $0.00 | See FINRA Report |
| Eugene Igor Kubik | 2911075 | 1 | 10/12/2011 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Teri Lynn Derosa | 4378944 | 2 | 10/03/2011 | Customer Dispute | Denied | $70,000.00 | $0.00 | See FINRA Report |
| Steve Walter Marciniak | 4154796 | 4 | 10/03/2011 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Michael Patrick Coffield | 1216018 | 7 | 09/29/2011 | Customer Dispute | Denied | $6,757.09 | $0.00 | See FINRA Report |
| Kimbery S Powell | 4626015 | 2 | 09/23/2011 | Customer Dispute | Denied | $12,837.70 | $0.00 | See FINRA Report |
| Joshua Aaron Lelchook | 2851184 | 1 | 09/20/2011 | Customer Dispute | Denied | $7,045.00 | $0.00 | See FINRA Report |
| Richard George Desautels | 1386461 | 2 | 09/20/2011 | Customer Dispute | Denied | $180,000.00 | $0.00 | See FINRA Report |
| Wayne Steven Wulf | 1659677 | 1 | 09/12/2011 | Customer Dispute | Denied | $35,162.10 | $0.00 | See FINRA Report |